NUVEEN HIGH INCOME NOVEMBER

CUSIP: 67077N106 Class: COM

Hilltop Holdings Inc.'s Holding History (CIK: 0001265131)

Note: Option positions (PUT/CALL) are excluded.

Q3 2021
Shares 43,300 Value ($000) $406 Avg Close — Range —
Q2 2021
Shares 42,300 Value ($000) $398 Avg Close — Range —
Q1 2021
Shares 40,100 Value ($000) $376 Avg Close — Range —
Q4 2020
Shares 15,000 Value ($000) $138 Avg Close — Range —