NUVEEN HIGH INCOME NOVEMBER

CUSIP: 67077N106 Class: COM

LPL Financial LLC's Holding History (CIK: 0001403438)

Note: Option positions (PUT/CALL) are excluded.

Q3 2021
Shares 91,330 Value ($000) $857 Avg Close — Range —
Q2 2021
Shares 97,226 Value ($000) $916 Avg Close — Range —
Q1 2021
Shares 101,064 Value ($000) $947 Avg Close — Range —
Q4 2020
Shares 72,751 Value ($000) $669 Avg Close — Range —
Q3 2020
Shares 54,243 Value ($000) $485 Avg Close — Range —
Q2 2020
Shares 130,979 Value ($000) $1,170 Avg Close — Range —
Q1 2020
Shares 143,570 Value ($000) $1,235 Avg Close — Range —
Q4 2019
Shares 143,698 Value ($000) $1,438 Avg Close — Range —
Q3 2019
Shares 139,359 Value ($000) $1,378 Avg Close — Range —
Q2 2019
Shares 130,155 Value ($000) $1,290 Avg Close — Range —
Q1 2019
Shares 132,354 Value ($000) $1,294 Avg Close — Range —
Q4 2018
Shares 198,437 Value ($000) $1,766 Avg Close — Range —
Q3 2018
Shares 111,330 Value ($000) $1,061 Avg Close — Range —
Q2 2018
Shares 43,530 Value ($000) $416 Avg Close — Range —
Q1 2017
Shares 43,800 Value ($000) $439 Avg Close — Range —
Q4 2016
Shares 40,800 Value ($000) $406 Avg Close — Range —