NUVEEN HIGH INCOME NOVEMBER

CUSIP: 67077N106 Class: COM

UNITED CAPITAL FINANCIAL ADVISORS, LLC's Holding History (CIK: 0001463217)

Note: Option positions (PUT/CALL) are excluded.

Q1 2018
Shares 11,700 Value ($000) $113 Avg Close — Range —
Q4 2017
Shares 11,700 Value ($000) $117 Avg Close — Range —
Q3 2017
Shares 12,000 Value ($000) $121 Avg Close — Range —
Q2 2017
Shares 14,000 Value ($000) $142 Avg Close — Range —
Q1 2017
Shares 14,000 Value ($000) $140 Avg Close — Range —
Q4 2016
Shares 28,900 Value ($000) $286 Avg Close — Range —
Q3 2016
Shares 49,000 Value ($000) $496 Avg Close — Range —