NUVEEN HIGH INCOME NOVEMBER

CUSIP: 67077N106 Class: COM

B. Riley Financial, Inc.'s Holding History (CIK: 0001464790)

Note: Option positions (PUT/CALL) are excluded.

Q2 2018
Shares 86,782 Value ($000) $837 Avg Close — Range —
Q1 2018
Shares 94,786 Value ($000) $917 Avg Close — Range —
Q4 2017
Shares 96,141 Value ($000) $958 Avg Close — Range —
Q3 2017
Shares 128,116 Value ($000) $1,290 Avg Close — Range —