NUVEEN HIGH INCOME NOVEMBER

CUSIP: 67077N106 Class: COM

Pointe Capital Management LLC's Holding History (CIK: 0001640335)

Note: Option positions (PUT/CALL) are excluded.

Q3 2021
Shares 12,000 Value ($000) $113 Avg Close — Range —
Q2 2021
Shares 12,000 Value ($000) $113 Avg Close — Range —
Q1 2021
Shares 14,500 Value ($000) $136 Avg Close — Range —
Q4 2020
Shares 14,500 Value ($000) $133 Avg Close — Range —
Q3 2020
Shares 14,500 Value ($000) $130 Avg Close — Range —
Q2 2020
Shares 14,500 Value ($000) $129 Avg Close — Range —
Q1 2020
Shares 14,500 Value ($000) $125 Avg Close — Range —
Q4 2019
Shares 14,500 Value ($000) $145 Avg Close — Range —
Q3 2019
Shares 14,500 Value ($000) $143 Avg Close — Range —
Q2 2019
Shares 14,500 Value ($000) $144 Avg Close — Range —
Q1 2019
Shares 14,500 Value ($000) $142 Avg Close — Range —
Q4 2018
Shares 14,500 Value ($000) $129 Avg Close — Range —
Q3 2018
Shares 14,500 Value ($000) $138 Avg Close — Range —
Q2 2018
Shares 14,500 Value ($000) $139 Avg Close — Range —
Q1 2018
Shares 14,500 Value ($000) $140 Avg Close — Range —
Q4 2017
Shares 14,500 Value ($000) $144 Avg Close — Range —
Q3 2017
Shares 27,500 Value ($000) $277 Avg Close — Range —
Q2 2017
Shares 77,500 Value ($000) $784 Avg Close — Range —