NUVEEN HIGH INCOME NOVEMBER

CUSIP: 67077N106 Class: COM

Patriot Financial Group Insurance Agency, LLC's Holding History (CIK: 0001694883)

Note: Option positions (PUT/CALL) are excluded.

Q1 2018
Shares 1,000 Value ($000) $10 Avg Close — Range —
Q4 2017
Shares 1,000 Value ($000) $10 Avg Close — Range —
Q3 2017
Shares 2,000 Value ($000) $20 Avg Close — Range —
Q2 2017
Shares 2,000 Value ($000) $20 Avg Close — Range —