NUVEEN HIGH INCOME NOVEMBER

CUSIP: 67077N106 Class: COM

FNY Investment Advisers, LLC's Holding History (CIK: 0001742998)

Note: Option positions (PUT/CALL) are excluded.

Q3 2019
Shares 344 Value ($000) $3 Avg Close — Range —
Q2 2019
Shares 324 Value ($000) $3 Avg Close — Range —
Q1 2019
Shares 284 Value ($000) $2 Avg Close — Range —
Q4 2018
Shares 5,782 Value ($000) $51 Avg Close — Range —
Q3 2018
Shares 180 Value ($000) $1 Avg Close — Range —
Q2 2018
Shares 180 Value ($000) $1 Avg Close — Range —