NUVEEN HIGH INCOME NOVEMBER

CUSIP: 67077N106 Class: COM

Sargent Investment Group, LLC's Holding History (CIK: 0001766157)

Note: Option positions (PUT/CALL) are excluded.

Q1 2021
Shares 33,900 Value ($000) $318 Avg Close — Range —
Q4 2020
Shares 47,500 Value ($000) $437 Avg Close — Range —
Q3 2020
Shares 87,500 Value ($000) $783 Avg Close — Range —
Q2 2020
Shares 87,500 Value ($000) $783 Avg Close — Range —
Q1 2020
Shares 87,500 Value ($000) $753 Avg Close — Range —
Q4 2019
Shares 67,500 Value ($000) $676 Avg Close — Range —
Q3 2019
Shares 67,500 Value ($000) $668 Avg Close — Range —
Q2 2019
Shares 69,000 Value ($000) $684 Avg Close — Range —
Q1 2019
Shares 69,000 Value ($000) $675 Avg Close — Range —
Q4 2018
Shares 69,000 Value ($000) $614 Avg Close — Range —