NUVEEN HIGH INCOME NOVEMBER

CUSIP: 67077N106 Class: COM

INTERNATIONAL ASSETS INVESTMENT MANAGEMENT, LLC's Holding History (CIK: 0001818604)

Note: Option positions (PUT/CALL) are excluded.

Q1 2021
Shares 3,000 Value ($000) $28 Avg Close — Range —
Q4 2020
Shares 3,000 Value ($000) $28 Avg Close — Range —
Q3 2020
Shares 18,975 Value ($000) $170 Avg Close — Range —
Q2 2020
Shares 40,641 Value ($000) $363 Avg Close — Range —
Q1 2020
Shares 48,080 Value ($000) $413 Avg Close — Range —