NUVEEN DIVER CURRENCY OPPOR

CUSIP: 67090N109 Class: COM

Regal Investment Advisors LLC's Holding History (CIK: 0001559789)

Note: Option positions (PUT/CALL) are excluded.

Q3 2013
Shares 1,200 Value ($000) $13 Avg Close — Range —
Q2 2013
Shares 1,200 Value ($000) $14 Avg Close — Range —