NUVERRA ENVIRONMENTAL SOLUTI

CUSIP: 67091K104 Class: COM

LPL Financial LLC's Holding History (CIK: 0001403438)

Note: Option positions (PUT/CALL) are excluded.

Q3 2013
Shares 49,800 Value ($000) $114 Avg Close — Range —
Q2 2013
Shares 55,500 Value ($000) $161 Avg Close — Range —