NUVERRA ENVIRONMENTAL SOLUTI

CUSIP: 67091K104 Class: COM

Wellington Shields Capital Management, LLC's Holding History (CIK: 0001506071)

Note: Option positions (PUT/CALL) are excluded.

Q3 2013
Shares 66,150 Value ($000) $151 Avg Close — Range —
Q2 2013
Shares 66,150 Value ($000) $192 Avg Close — Range —