NUSHARES ETF TR

Ticker: NULV CUSIP: 67092P300 Class: NUVEEN ESG LRGVL

Sigma Planning Corp's Holding History (CIK: 0001449126)

Note: Option positions (PUT/CALL) are excluded.

Q1 2021
Shares 5,729 Value ($000) $207 Avg Close — Range —
Q4 2020
Shares 6,229 Value ($000) $205 Avg Close — Range —