NUSHARES ETF TR

Ticker: NUSC CUSIP: 67092P607 Class: NUVEEN ESG SMLCP

NATIONS FINANCIAL GROUP INC, /IA/ /ADV's Holding History (CIK: 0001109767)

Note: Option positions (PUT/CALL) are excluded.

Q4 2021

Shares 5,025 Value ($000) $211 Avg Close — Range —

Q3 2021

Shares 7,465 Value ($000) $325 Avg Close — Range —

Q2 2021

Shares 13,061 Value ($000) $590 Avg Close — Range —

Q1 2021

Shares 15,945 Value ($000) $686 Avg Close — Range —

Period	Shares	Value ($000)	Average Close	Price Range
Q4 2021	5,025	$211	—	—
Q3 2021	7,465	$325	—	—
Q2 2021	13,061	$590	—	—
Q1 2021	15,945	$686	—	—