NUSHARES ETF TR

Ticker: NUSC CUSIP: 67092P607 Class: NUVEEN ESG SMLCP

Golden State Wealth Management, LLC's Holding History (CIK: 0001776033)

Note: Option positions (PUT/CALL) are excluded.

Q3 2019

Shares 1,895 Value ($000) $55 Avg Close — Range —

Q2 2019

Shares 1,894 Value ($000) $56 Avg Close — Range —

Q1 2019

Shares 1,818 Value ($000) $52 Avg Close — Range —

Period	Shares	Value ($000)	Average Close	Price Range
Q3 2019	1,895	$55	—	—
Q2 2019	1,894	$56	—	—
Q1 2019	1,818	$52	—	—