NUVEEN PENNSYLVANIA QLT MUN

CUSIP: 670972108 Class: COM

PenderFund Capital Management Ltd.'s Holding History (CIK: 0001706164)

Note: Option positions (PUT/CALL) are excluded.

Q3 2019
Shares 50,000 Value ($000) $702 Avg Close — Range —
Q2 2019
Shares 175,000 Value ($000) $2,426 Avg Close — Range —
Q1 2019
Shares 175,000 Value ($000) $3,076 Avg Close — Range —
Q4 2018
Shares 145,000 Value ($000) $1,769 Avg Close — Range —
Q3 2018
Shares 100,000 Value ($000) $1,245 Avg Close — Range —