NUVEEN CA SELECT QUALITY MUN

CUSIP: 670975101 Class: COM

Creative Planning's Holding History (CIK: 0001540235)

Note: Option positions (PUT/CALL) are excluded.

Q1 2014
Shares 8,062 Value ($000) $117 Avg Close — Range —
Q4 2013
Shares 8,062 Value ($000) $111 Avg Close — Range —
Q3 2013
Shares 5,000 Value ($000) $70 Avg Close — Range —