NUVEEN CA SELECT QUALITY MUN

CUSIP: 670975101 Class: COM

Tradewinds Capital Management, LLC's Holding History (CIK: 0001616026)

Note: Option positions (PUT/CALL) are excluded.

Q1 2014
Shares 5,100 Value ($000) $74 Avg Close — Range —
Q4 2013
Shares 5,100 Value ($000) $70 Avg Close — Range —