OAKTREE CAP GROUP LLC

CUSIP: 674001201 Class: UNIT CL A

THOMPSON DAVIS & CO., INC.'s Holding History (CIK: 0001017284)

Note: Option positions (PUT/CALL) are excluded.

Q1 2016
Shares 441 Value ($000) $22 Avg Close — Range —
Q4 2015
Shares 66 Value ($000) $3 Avg Close — Range —
Q3 2015
Shares 66 Value ($000) $3 Avg Close — Range —
Q1 2014
Shares 8,000 Value ($000) $465 Avg Close — Range —