OBALON THERAPEUTICS INC

CUSIP: 67424L100 Class: COMMON

KORNITZER CAPITAL MANAGEMENT INC /KS's Holding History (CIK: 0000898358)

Note: Option positions (PUT/CALL) are excluded.

Q3 2017
Shares 423,390 Value ($000) $4,035 Avg Close — Range —
Q2 2017
Shares 422,410 Value ($000) $4,186 Avg Close — Range —
Q1 2017
Shares 420,335 Value ($000) $4,493 Avg Close — Range —
Q4 2016
Shares 417,230 Value ($000) $3,692 Avg Close — Range —