OBALON THERAPEUTICS INC

CUSIP: 67424L100 Class: COMMON

Nicholas Investment Partners, LP's Holding History (CIK: 0001389574)

Note: Option positions (PUT/CALL) are excluded.

Q2 2017
Shares 52,971 Value ($000) $524 Avg Close — Range —
Q1 2017
Shares 58,585 Value ($000) $626 Avg Close — Range —