OBALON THERAPEUTICS INC

CUSIP: 67424L100 Class: COMMON

Bank of New York Mellon Corp's Holding History (CIK: 0001390777)

Note: Option positions (PUT/CALL) are excluded.

Q4 2018
Shares 14,042 Value ($000) $29 Avg Close — Range —
Q1 2018
Shares 18,450 Value ($000) $63 Avg Close — Range —
Q4 2017
Shares 18,685 Value ($000) $124 Avg Close — Range —
Q3 2017
Shares 22,632 Value ($000) $216 Avg Close — Range —
Q2 2017
Shares 21,135 Value ($000) $210 Avg Close — Range —
Q1 2017
Shares 15,782 Value ($000) $168 Avg Close — Range —