OBALON THERAPEUTICS INC

CUSIP: 67424L100 Class: COMMON

Tower Research Capital LLC (TRC)'s Holding History (CIK: 0001533421)

Note: Option positions (PUT/CALL) are excluded.

Q2 2018
Shares 1,053 Value ($000) $2 Avg Close — Range —
Q1 2018
Shares 7,877 Value ($000) $27 Avg Close — Range —
Q4 2017
Shares 2,680 Value ($000) $18 Avg Close — Range —
Q3 2017
Shares 1,377 Value ($000) $13 Avg Close — Range —
Q2 2017
Shares 886 Value ($000) $9 Avg Close — Range —
Q1 2017
Shares 451 Value ($000) $5 Avg Close — Range —