OBALON THERAPEUTICS INC

CUSIP: 67424L100 Class: COMMON

LEVEL FOUR ADVISORY SERVICES, LLC's Holding History (CIK: 0001696715)

Note: Option positions (PUT/CALL) are excluded.

Q3 2018
Shares 330,427 Value ($000) $892 Avg Close — Range —
Q2 2018
Shares 330,427 Value ($000) $710 Avg Close — Range —
Q1 2018
Shares 330,427 Value ($000) $1,133 Avg Close — Range —
Q4 2017
Shares 330,427 Value ($000) $2,184 Avg Close — Range —
Q3 2017
Shares 330,427 Value ($000) $3,149 Avg Close — Range —
Q2 2017
Shares 330,427 Value ($000) $3,274 Avg Close — Range —
Q1 2017
Shares 416,171 Value ($000) $4,448 Avg Close — Range —