OCATA THERAPEUTICS INC

CUSIP: 67457L100 Class: COM

OPPENHEIMER & CO INC's Holding History (CIK: 0000822581)

Note: Option positions (PUT/CALL) are excluded.

Q3 2015
Shares 79,700 Value ($000) $333 Avg Close — Range —
Q2 2015
Shares 16,600 Value ($000) $87 Avg Close — Range —