OCATA THERAPEUTICS INC

CUSIP: 67457L100 Class: COM

CHARLES SCHWAB INVESTMENT MANAGEMENT INC's Holding History (CIK: 0000884546)

Note: Option positions (PUT/CALL) are excluded.

Q4 2015
Shares 69,025 Value ($000) $582 Avg Close — Range —
Q3 2015
Shares 48,125 Value ($000) $202 Avg Close — Range —
Q2 2015
Shares 48,125 Value ($000) $254 Avg Close — Range —