OCATA THERAPEUTICS INC

CUSIP: 67457L100 Class: COM

Commonwealth Financial Services, LLC's Holding History (CIK: 0001536755)

Note: Option positions (PUT/CALL) are excluded.

Q4 2015
Shares 300 Value ($000) $3 Avg Close — Range —
Q3 2015
Shares 300 Value ($000) $1 Avg Close — Range —
Q2 2015
Shares 300 Value ($000) $2 Avg Close — Range —
Q1 2015
Shares 300 Value ($000) $2 Avg Close — Range —