OCATA THERAPEUTICS INC

CUSIP: 67457L100 Class: COM

Creative Planning's Holding History (CIK: 0001540235)

Note: Option positions (PUT/CALL) are excluded.

Q4 2015
Shares 106 Value ($000) $1 Avg Close — Range —
Q3 2015
Shares 2,255 Value ($000) $9 Avg Close — Range —
Q1 2015
Shares 1,666 Value ($000) $10 Avg Close — Range —