OCATA THERAPEUTICS INC

CUSIP: 67457L100 Class: COM

TCI Wealth Advisors, Inc.'s Holding History (CIK: 0001583751)

Note: Option positions (PUT/CALL) are excluded.

Q4 2015
Shares 40 Value ($000) $0 Avg Close — Range —
Q3 2015
Shares 340 Value ($000) $1 Avg Close — Range —
Q2 2015
Shares 340 Value ($000) $2 Avg Close — Range —
Q1 2015
Shares 740 Value ($000) $5 Avg Close — Range —