OCATA THERAPEUTICS INC

CUSIP: 67457L100 Class: COM

UBS Group AG's Holding History (CIK: 0001610520)

Note: Option positions (PUT/CALL) are excluded.

Q4 2015
Shares 544,129 Value ($000) $4,582 Avg Close — Range —
Q3 2015
Shares 16,788 Value ($000) $70 Avg Close — Range —
Q2 2015
Shares 16,776 Value ($000) $88 Avg Close — Range —
Q1 2015
Shares 4,036 Value ($000) $25 Avg Close — Range —