OCH ZIFF CAP MGMT GROUP

CUSIP: 67551U105 Class: CL A

SHEPHERD KAPLAN KROCHUK, LLC's Holding History (CIK: 0001218583)

Note: Option positions (PUT/CALL) are excluded.

Q3 2017
Shares 18,000 Value ($000) $55 Avg Close — Range —
Q2 2017
Shares 18,000 Value ($000) $46 Avg Close — Range —