OCH ZIFF CAP MGMT GROUP

CUSIP: 67551U105 Class: CL A

LPL Financial LLC's Holding History (CIK: 0001403438)

Note: Option positions (PUT/CALL) are excluded.

Q2 2018
Shares 12,970 Value ($000) $25 Avg Close — Range —
Q1 2018
Shares 88,772 Value ($000) $237 Avg Close — Range —
Q4 2017
Shares 53,958 Value ($000) $135 Avg Close — Range —
Q3 2017
Shares 23,958 Value ($000) $77 Avg Close — Range —
Q2 2017
Shares 24,458 Value ($000) $63 Avg Close — Range —
Q1 2017
Shares 18,958 Value ($000) $44 Avg Close — Range —
Q4 2016
Shares 18,958 Value ($000) $64 Avg Close — Range —
Q4 2015
Shares 13,982 Value ($000) $90 Avg Close — Range —
Q1 2015
Shares 26,840 Value ($000) $340 Avg Close — Range —
Q4 2014
Shares 25,212 Value ($000) $294 Avg Close — Range —
Q3 2014
Shares 29,473 Value ($000) $315 Avg Close — Range —
Q2 2014
Shares 25,510 Value ($000) $353 Avg Close — Range —
Q4 2013
Shares 71,184 Value ($000) $1,054 Avg Close — Range —