OCERA THERAPEUTICS INC

CUSIP: 67552A108 Class: COM

DIMENSIONAL FUND ADVISORS LP's Holding History (CIK: 0000354204)

Note: Option positions (PUT/CALL) are excluded.

Q4 2016
Shares 15,648 Value ($000) $33 Avg Close — Range —
Q3 2016
Shares 15,648 Value ($000) $41 Avg Close — Range —
Q2 2016
Shares 15,648 Value ($000) $30 Avg Close — Range —
Q1 2016
Shares 15,648 Value ($000) $46 Avg Close — Range —
Q4 2015
Shares 15,648 Value ($000) $49 Avg Close — Range —
Q3 2015
Shares 12,541 Value ($000) $40 Avg Close — Range —
Q2 2015
Shares 12,100 Value ($000) $46 Avg Close — Range —
Q1 2015
Shares 12,100 Value ($000) $57 Avg Close — Range —
Q3 2013
Shares 1,300 Value ($000) $11 Avg Close — Range —