OCERA THERAPEUTICS INC

CUSIP: 67552A108 Class: COM

STIFEL FINANCIAL CORP's Holding History (CIK: 0000720672)

Note: Option positions (PUT/CALL) are excluded.

Q3 2017
Shares 20,474 Value ($000) $23 Avg Close — Range —
Q2 2017
Shares 20,474 Value ($000) $23 Avg Close — Range —
Q1 2017
Shares 22,274 Value ($000) $30 Avg Close — Range —
Q4 2016
Shares 34,261 Value ($000) $71 Avg Close — Range —
Q3 2016
Shares 32,548 Value ($000) $88 Avg Close — Range —
Q2 2016
Shares 32,548 Value ($000) $62 Avg Close — Range —
Q1 2016
Shares 32,715 Value ($000) $96 Avg Close — Range —
Q4 2015
Shares 33,040 Value ($000) $103 Avg Close — Range —
Q3 2015
Shares 35,040 Value ($000) $111 Avg Close — Range —
Q2 2015
Shares 34,273 Value ($000) $130 Avg Close — Range —
Q1 2015
Shares 33,839 Value ($000) $159 Avg Close — Range —
Q4 2014
Shares 14,664 Value ($000) $93 Avg Close — Range —