OCERA THERAPEUTICS INC

CUSIP: 67552A108 Class: COM

BANK OF MONTREAL /CAN/'s Holding History (CIK: 0000927971)

Note: Option positions (PUT/CALL) are excluded.

Q1 2015
Shares 7,000 Value ($000) $33 Avg Close — Range —
Q4 2014
Shares 10,000 Value ($000) $64 Avg Close — Range —
Q2 2014
Shares 1,300 Value ($000) $10 Avg Close — Range —