OCERA THERAPEUTICS INC

CUSIP: 67552A108 Class: COM

DEUTSCHE BANK AG\'s Holding History (CIK: 0000948046)

Note: Option positions (PUT/CALL) are excluded.

Q2 2017
Shares 3,800 Value ($000) $4 Avg Close — Range —
Q1 2017
Shares 200 Value ($000) $0 Avg Close — Range —
Q2 2016
Shares 82 Value ($000) $0 Avg Close — Range —
Q1 2016
Shares 82 Value ($000) $0 Avg Close — Range —
Q4 2015
Shares 449 Value ($000) $1 Avg Close — Range —
Q3 2015
Shares 10,710 Value ($000) $33 Avg Close — Range —
Q2 2015
Shares 367 Value ($000) $1 Avg Close — Range —
Q1 2015
Shares 5,742 Value ($000) $25 Avg Close — Range —
Q4 2014
Shares 15,134 Value ($000) $96 Avg Close — Range —
Q1 2014
Shares 1,000 Value ($000) $10 Avg Close — Range —
Q4 2013
Shares 29,887 Value ($000) $387 Avg Close — Range —
Q3 2013
Shares 20,918 Value ($000) $176 Avg Close — Range —