OCERA THERAPEUTICS INC

CUSIP: 67552A108 Class: COM

DEERFIELD MANAGEMENT COMPANY, L.P.'s Holding History (CIK: 0001009258)

Note: Option positions (PUT/CALL) are excluded.

Q4 2016
Shares 572,893 Value ($000) $1,203 Avg Close — Range —
Q3 2016
Shares 572,893 Value ($000) $1,512 Avg Close — Range —
Q2 2016
Shares 572,893 Value ($000) $1,088 Avg Close — Range —
Q1 2016
Shares 75,293 Value ($000) $221 Avg Close — Range —
Q4 2014
Shares 461,119 Value ($000) $2,937 Avg Close — Range —
Q3 2014
Shares 461,119 Value ($000) $2,259 Avg Close — Range —
Q2 2014
Shares 261,119 Value ($000) $1,995 Avg Close — Range —
Q1 2014
Shares 261,119 Value ($000) $2,755 Avg Close — Range —
Q4 2013
Shares 211,119 Value ($000) $2,742 Avg Close — Range —