OCERA THERAPEUTICS INC

CUSIP: 67552A108 Class: COM

QVT Financial LP's Holding History (CIK: 0001290162)

Note: Option positions (PUT/CALL) are excluded.

Q4 2016
Shares 906,286 Value ($000) $1,903 Avg Close — Range —
Q3 2016
Shares 932,086 Value ($000) $2,335 Avg Close — Range —
Q2 2016
Shares 932,086 Value ($000) $1,488 Avg Close — Range —
Q1 2016
Shares 932,086 Value ($000) $2,447 Avg Close — Range —
Q4 2015
Shares 932,086 Value ($000) $2,908 Avg Close — Range —
Q3 2015
Shares 752,578 Value ($000) $2,319 Avg Close — Range —
Q2 2015
Shares 590,127 Value ($000) $2,242 Avg Close — Range —
Q1 2015
Shares 590,127 Value ($000) $2,779 Avg Close — Range —
Q4 2014
Shares 611,627 Value ($000) $3,815 Avg Close — Range —
Q3 2014
Shares 670,127 Value ($000) $3,222 Avg Close — Range —
Q2 2014
Shares 694,227 Value ($000) $5,062 Avg Close — Range —
Q1 2014
Shares 712,127 Value ($000) $7,179 Avg Close — Range —
Q4 2013
Shares 728,827 Value ($000) $8,645 Avg Close — Range —
Q3 2013
Shares 95,470 Value ($000) $809 Avg Close — Range —