OCERA THERAPEUTICS INC

CUSIP: 67552A108 Class: COM

DAFNA Capital Management LLC's Holding History (CIK: 0001389933)

Note: Option positions (PUT/CALL) are excluded.

Q4 2014
Shares 634,893 Value ($000) $4,044 Avg Close — Range —
Q3 2014
Shares 675,650 Value ($000) $3,311 Avg Close — Range —
Q2 2014
Shares 160,622 Value ($000) $1,227 Avg Close — Range —
Q1 2014
Shares 63,223 Value ($000) $667 Avg Close — Range —
Q4 2013
Shares 63,223 Value ($000) $821 Avg Close — Range —
Q3 2013
Shares 7,894 Value ($000) $67 Avg Close — Range —