OCERA THERAPEUTICS INC

CUSIP: 67552A108 Class: COM

Bank of New York Mellon Corp's Holding History (CIK: 0001390777)

Note: Option positions (PUT/CALL) are excluded.

Q3 2017
Shares 31,880 Value ($000) $37 Avg Close — Range —
Q2 2017
Shares 37,023 Value ($000) $43 Avg Close — Range —
Q1 2017
Shares 35,508 Value ($000) $46 Avg Close — Range —
Q4 2016
Shares 31,880 Value ($000) $67 Avg Close — Range —
Q3 2016
Shares 32,464 Value ($000) $85 Avg Close — Range —
Q2 2016
Shares 34,136 Value ($000) $65 Avg Close — Range —
Q1 2016
Shares 37,910 Value ($000) $112 Avg Close — Range —
Q4 2015
Shares 37,910 Value ($000) $119 Avg Close — Range —
Q3 2015
Shares 34,136 Value ($000) $108 Avg Close — Range —
Q2 2015
Shares 34,136 Value ($000) $129 Avg Close — Range —
Q1 2015
Shares 35,119 Value ($000) $165 Avg Close — Range —
Q4 2014
Shares 25,296 Value ($000) $161 Avg Close — Range —
Q3 2014
Shares 21,703 Value ($000) $106 Avg Close — Range —
Q2 2014
Shares 21,703 Value ($000) $166 Avg Close — Range —
Q1 2014
Shares 21,703 Value ($000) $229 Avg Close — Range —