OCERA THERAPEUTICS INC

CUSIP: 67552A108 Class: COM

Tower Research Capital LLC (TRC)'s Holding History (CIK: 0001533421)

Note: Option positions (PUT/CALL) are excluded.

Q1 2017
Shares 800 Value ($000) $1 Avg Close — Range —
Q4 2016
Shares 700 Value ($000) $1 Avg Close — Range —
Q3 2016
Shares 400 Value ($000) $1 Avg Close — Range —
Q2 2016
Shares 343 Value ($000) $1 Avg Close — Range —
Q1 2016
Shares 511 Value ($000) $2 Avg Close — Range —
Q4 2015
Shares 2,942 Value ($000) $9 Avg Close — Range —
Q2 2015
Shares 257 Value ($000) $1 Avg Close — Range —
Q1 2015
Shares 263 Value ($000) $1 Avg Close — Range —
Q3 2014
Shares 309 Value ($000) $2 Avg Close — Range —
Q2 2014
Shares 1,028 Value ($000) $8 Avg Close — Range —
Q1 2014
Shares 1,141 Value ($000) $12 Avg Close — Range —
Q4 2013
Shares 608 Value ($000) $8 Avg Close — Range —
Q3 2013
Shares 792 Value ($000) $7 Avg Close — Range —