OCERA THERAPEUTICS INC

CUSIP: 67552A108 Class: COM

Vivo Capital, LLC's Holding History (CIK: 0001674712)

Note: Option positions (PUT/CALL) are excluded.

Q4 2016
Shares 153,331 Value ($000) $322 Avg Close — Range —
Q3 2016
Shares 153,331 Value ($000) $405 Avg Close — Range —
Q2 2016
Shares 153,331 Value ($000) $291 Avg Close — Range —
Q1 2016
Shares 153,331 Value ($000) $451 Avg Close — Range —