OCULUS INNOVATIVE SCIENCES I

CUSIP: 67575P116 Class: *W EXP 10/25/201

B. Riley Wealth Advisors, Inc.'s Holding History (CIK: 0001464811)

Note: Option positions (PUT/CALL) are excluded.

Q3 2016
Shares 18,500 Value ($000) $5 Avg Close — Range —
Q2 2016
Shares 18,500 Value ($000) $4 Avg Close — Range —
Q1 2016
Shares 12,000 Value ($000) $3 Avg Close — Range —