OPEXA THERAPEUTICS INC

CUSIP: 68372T129 Class: *W EXP 03/13/201 ADDED

Bank of New York Mellon Corp's Holding History (CIK: 0001390777)

Note: Option positions (PUT/CALL) are excluded.

Q2 2017
Shares 50,000 Value ($000) $6 Avg Close — Range —
Q1 2017
Shares 103,110 Value ($000) $2 Avg Close — Range —