OPEXA THERAPEUTICS INC

CUSIP: 68372T129 Class: *W EXP 03/13/201 ADDED

UBS Group AG's Holding History (CIK: 0001610520)

Note: Option positions (PUT/CALL) are excluded.

Q1 2017
Shares 95 Value ($000) $0 Avg Close — Range —
Q3 2016
Shares 7,161 Value ($000) $1 Avg Close — Range —
Q2 2016
Shares 404 Value ($000) $0 Avg Close — Range —
Q1 2016
Shares 4,065 Value ($000) $0 Avg Close — Range —
Q4 2015
Shares 10,640 Value ($000) $1 Avg Close — Range —
Q3 2015
Shares 8,252 Value ($000) $1 Avg Close — Range —
Q2 2015
Shares 8,252 Value ($000) $1 Avg Close — Range —