OPEXA THERAPEUTICS INC

CUSIP: 68372T202 Class: CMN

GUGGENHEIM CAPITAL LLC's Holding History (CIK: 0001283072)

Note: Option positions (PUT/CALL) are excluded.

Q2 2014
Shares 10,208 Value ($000) $17 Avg Close — Range —
Q1 2014
Shares 11,228 Value ($000) $21 Avg Close — Range —