OPPENHEIMER SR FLOATI

CUSIP: 68381K101 Class: Bank Loan

B. Riley Wealth Advisors, Inc.'s Holding History (CIK: 0001464811)

Note: Option positions (PUT/CALL) are excluded.

Q4 2014
Shares 599,344 Value ($000) $48,607 Avg Close — Range —
Q3 2014
Shares 413,644 Value ($000) $3,425 Avg Close — Range —