OXFORD LANE CAP CORP

CUSIP: 691543102 Class: COM

PRELUDE CAPITAL MANAGEMENT, LLC's Holding History (CIK: 0001387508)

Note: Option positions (PUT/CALL) are excluded.

Q3 2017
Shares 11,700 Value ($000) $119 Avg Close — Range —
Q1 2017
Shares 28,400 Value ($000) $316 Avg Close — Range —
Q4 2016
Shares 4,800 Value ($000) $50 Avg Close — Range —
Q2 2016
Shares 100 Value ($000) $1 Avg Close — Range —