Oxford Lane Capital, 8.50% Pfd Series 2017

CUSIP: 691543201 Class: preferred stock

Thomas J. Herzfeld Advisors, Inc.'s Holding History (CIK: 0001509510)

Note: Option positions (PUT/CALL) are excluded.

Q1 2015
Shares 4,794 Value ($000) $124 Avg Close — Range —
Q3 2013
Shares 6,472 Value ($000) $170 Avg Close — Range —
Q2 2013
Shares 13,179 Value ($000) $343 Avg Close — Range —