Oxford Lane Capital, 7.50% Pfd Series 2023

CUSIP: 691543300 Class: preferred stock

Thomas J. Herzfeld Advisors, Inc.'s Holding History (CIK: 0001509510)

Note: Option positions (PUT/CALL) are excluded.

Q4 2015
Shares 804,614 Value ($000) $19,399 Avg Close — Range —
Q3 2015
Shares 777,784 Value ($000) $18,752 Avg Close — Range —
Q2 2015
Shares 742,175 Value ($000) $17,849 Avg Close — Range —
Q1 2015
Shares 448,896 Value ($000) $11,227 Avg Close — Range —
Q4 2014
Shares 334,552 Value ($000) $8,153 Avg Close — Range —
Q3 2014
Shares 266,164 Value ($000) $6,494 Avg Close — Range —
Q2 2014
Shares 114,491 Value ($000) $2,811 Avg Close — Range —
Q1 2014
Shares 90,311 Value ($000) $2,165 Avg Close — Range —
Q4 2013
Shares 91,661 Value ($000) $2,099 Avg Close — Range —
Q3 2013
Shares 35,190 Value ($000) $810 Avg Close — Range —
Q2 2013
Shares 20,000 Value ($000) $500 Avg Close — Range —